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Fidelity Clearing & Custody SolutionsSM provides a comprehensive clearing and custody platform, brokerage services, trading capabilities and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers, broker-dealer firms, banks and insurance companies. The company is able to leverage the capital, resources, and expertise of the Fidelity organization, one of the world’s largest financial services companies, on behalf of its clients. Our clearing and custody business brings together industry expertise, strategic consulting, exceptional people and transformative technology to ensure our clients are always future-ready.

Fidelity Investments is an independent company, unaffiliated with Alliance for Registered Investment Advisors. Fidelity Investments has not been involved with the preparation of the content supplied by Alliance for Registered Investment Advisors and does not guarantee, or assume any responsibility for, its content.

Fidelity Investments and Fidelity Clearing & Custody Solutions are registered service marks of FMR LLC.

Fidelity Clearing and Custody provides clearing, custody, and other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.


LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is the nation’s largest independent broker/dealer (based on total revenue, Financial Planning magazine, June 1996–2013), an RIA custodian and an independent consultant to retirement plans. LPL Financial offers proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to over 13,000 financial advisors and approximately 685 financial institutions. In addition, LPL Financial supports over 4,500 financial advisors licensed with insurance companies by providing customized clearing, advisory platforms and technology solutions. LPL Financial and its affiliates have approximately 2,900 employees, with headquarters in Boston, Charlotte and San Diego.


TD Ameritrade Institutional is a leading provider of comprehensive brokerage and custody services to more than 4,500fee-based, independent Registered Investment Advisors and their clients. Our advanced technology platform, coupled with personal support from our dedicated service teams, allows investment advisors to grow their businesses more efficiently and effectively, while optimizing time spent with clients. We provide a robust offering of products, programs, and services designed to help advisors build their businesses and help their clients reach their financial goals. Learn more at or call us at 800-934-6124.

TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC TD Ameritrade, Alliance for Registered Investment Advisors, and the other entities named on this document are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.


Schwab empowers independent investment advisors to achieve more—for themselves, their firms, and their clients. For more than 25 years, we have worked side by side with advisors to help them reach beyond the status quo and to stand out in fiercely competitive markets. Today, we work with nearly 7,000 RIAs, and they entrust more assets to us than to any other custodian. We are committed to helping RIAs thrive. Schwab Advisor Services™ is a business segment of Charles Schwab & Co., Inc.